Advanced Equities Financial Corp.

First Allied Securities, Inc. (FASI) is a nationally recognized independent broker/dealer with approximately 1,000 financial advisors located in 500 branches throughout the country. FASI provides its advisors with a wide range of products and services, including full-service equity and fixed income trading desks, wealth management products, mutual funds, retirement and education savings programs. Additionally, unlike many other firms, FASI offers its financial advisors a choice of clearing firms through Pershing, LLC and J.P. Morgan Clearing Corp. This has enabled us to attract the most seasoned of financial advisors who, on average, are some of the highest-producing advisors in the independent channel.

[view site]

Advanced Equities Wealth Management (AEWM) provides integrated financial planning services to targeted market segments. AEWM employs a conservative approach with an unwavering commitment to regulatory compliance that seeks to avoid losses from inefficient tax planning, uncompensated investment risk, and ineffective business structure. AEWM designs, implements and administers a balanced platform of practice structure optimization, risk management, portfolio design and asset protection services to address the unique earning, spending and savings patterns of high-net-worth clientele.

[view site]

First Allied Advisory Services, Inc. (FAAS) provides an asset management platform that seeks to combine the benefits of active, professional asset management with multiple professional asset management firms and management methodologies. In addition, we have teams of money managers specializing in variable annuity and variable life insurance subaccount management that our advisors can utilize. Our advisors also have access to brokerage investment accounts with money management capabilities. We offer exclusive access to the VIP Asset Management platform, which provides a wide array of variable annuity investment choices rarely found in the financial services industry. We couple our principles of asset management and our money managers’ expert methodology with a variety of options, resulting in a management plan that best matches a client’s financial needs and objectives.